Reglifi provides a single platform for creating, delivering, and documenting every client-facing disclosure — regardless of registration type. Whether you're a broker-dealer, investment adviser, dual-registered firm, ERISA service provider, fund complex, or private fund adviser, Reglifi has you covered with sample forms, template management, approval processes, delivery tracking, retention, and full audit trail capability.
Your client disclosure obligations are determined by your regulatory registrations. Reglifi covers the full spectrum.
SEC Reg BI · FINRA
Investment Advisers Act · SEC
Reg BI · Fiduciary · Cross-Capacity
DOL · ERISA §404a-5 · §408(b)(2)
Investment Company Act · SEC
Investment Advisers Act · Form PF
Build and manage every required disclosure document
Reglifi ships with a pre-built library of sample templates covering all major registration types — ready to customize for your firm. Build new templates from scratch or start from a sample, then organize sections, set required fields, and control which sections can be edited.
Review, approve, and oversee all client-facing documents
Reglifi enforces a structured status workflow — from draft through supervisory review to approval and delivery — so nothing goes out without the right eyes on it. Supervisors see a dedicated review queue.
Maintain complete, exam-ready client files
Every disclosure, acknowledgment, and recommendation is permanently associated with the client record. Compliance staff and supervisors can pull a complete history on demand — exactly what regulators look for during examination.
Immutable records for every action taken
Reglifi logs every action — document creation, edits, approvals, deliveries, acknowledgments, and logins — with user, timestamp, and IP address. Audit logs are tamper-evident and exportable for regulatory examinations.
Get started with Reglifi today and give your firm a single platform for every regulatory disclosure obligation.