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Pricing built for regulated financial firms

Two pricing dimensions: choose your registration type and your client count. All plans offer a 17% discount for annual commitment.

How many active clients does your firm have?

RIA

Registered Investment Adviser

$199/ month

Billed monthly · Switch to annual to save 17%

Start Free Trial

14-day trial · No card required

Broker-Dealer

Registered Broker-Dealer (BD)

$279/ month

Billed monthly · Switch to annual to save 17%

Start Free Trial

14-day trial · No card required

Most Complete

Dual Registrant

BD + RIA — full feature set

$329/ month

Billed monthly · Switch to annual to save 17%

Start Free Trial

14-day trial · No card required

ERISA Service Provider and Fund Complex registrations are quoted separately. Contact us.

What's included

Every plan includes all core platform capabilities. Feature availability varies by registration type.

RIA
Broker-Dealer
Dual Registrant
Core Platform
Disclosure lifecycle management
Compliance gap dashboard
Supervisory review workflow
E-delivery + client acknowledgment
Audit trail + delivery evidence
Template versioning + compare
Bulk create + bulk send
Disclosure Types
Form CRS management
Form ADV Part 2A lifecycle
Form ADV Part 2B (IAR-level)
ADV annual amendment workflow
Reg BI recommendation documentation
Reg BI disclosure management
AI & Automation
AI-assisted rationale generation
Seats
Included user seats
5
5
10

Add-ons

Extend your plan with optional capabilities. Available on all registration types.

Additional user seat
$30/ user / month
White-labeled client portal
$150/ month
SSO / SAML integration
$200/ month
Dedicated onboarding & implementation
$999one-time

Frequently asked questions

Is there a free trial?

Yes. All plans include a 14-day free trial with full feature access. No credit card required.

How is the client count determined?

Active clients are counted at billing time. Clients with no platform activity in the past 12 months are excluded.

My firm has both RIA and BD registrations — which plan?

Select the Dual Registrant plan. It includes the complete feature set for both registration types at a single price.

Are ERISA Service Providers and Fund Complexes supported?

Yes. These registration types have specialized disclosure requirements. Pricing is quoted separately — contact us for a custom proposal.

Can I switch plans or client bands later?

Absolutely. Upgrades take effect immediately; downgrades apply at your next billing cycle.

What payment methods are accepted?

All major credit cards, ACH, and wire transfers. Annual plans can also be invoiced.

Ready to get started?

14-day free trial. No credit card required. Cancel anytime.